Global Stocks

Please noted that changes or amendment of the information might be made at any time without prior notice. If you have any enquiry, please contact your Account Manager or our customer service hotline on (852) 2919 2919.

US Stocks

Transaction Type	Standard Charges	Min. & Max. Charges	Settlement Date
Brokerage	Negotiable	Negotiable	T+1
SEC Fees	0.00278% of the transaction amount per trade (Per each SELL trade)	Min. US$0.01	T+1
Settlement Fees	US$0.006 per share	Min. Charge US$0.35	T+1
Trading Activity Fees	US$0.000166 per share (Per each SELL trade)	Min. Charge US$0.01 Max. Charge US$8.3	T+1
ADRs Fee	US$0.01 - 0.05 (Per share per book close collected by the ADR issuers)	N/A	T+1
Custody Fee	Free	N/A	T+1
Interest (for Margin Account only)	Prime rate + 3% per annum (except for special agreement)	N/A	Last day of each month
Corporate Action*	N/A	Min. Charge HK$500 (or its equivalent currency)	Date of Event

*For Voluntary Corporation action only.

Other global stocks trading services

Other Markets	Brokerage	Min. & Max. Charges	Settlement Date
Singapore Stocks	0.25% of each consideration	Min. US/S$25 (Charges will be calculated and paid in the settlement currency)	T+2
Japan Stocks	0.25% of each consideration	Min. JP¥5,000	T+2

Other global stocks securities service charges

Transaction Type	Standard Charges	Min. & Max. Charges	Settlement Date
Dividend Charges (Not applicable to Hong Kong Securities and Shanghai-HK Stock Connet / Shenzhen-HK Stock)	2% of dividend	Min. Charge HK$120 (or its equivalent currency)	Deduct from cash dividend
Corporate Action (Not applicable to US Securities)	N/A	Min. Charge HK$200 (or its equivalent currency)	Date of Event
Custody Fee (Applicable to Taiwan Stock only)	Daily stock portfolio value x 0.15% / 365 (Accrued daily and collected on a monthly basis)	Min. monthly fee HK$100	Last working day of each month
Stock Transfer Out	N/A	Min. Charge HK$600 (or its equivalent currency)	Date of Delivery

For other markets, feel free to contact us for more details.